Internal Controls

Internal Controls

Internal controls over financial reporting play a critical role in management's ability to meet its objectives, effectively manage the organization and secure investor confidence. Evidence has shown that effective internal controls are not likely to exist in an environment void of managerial standards, organizational structure, sufficient accounting staffing, and financial reporting competence and authority at various levels of the organization. The importance of internal controls over the accounts receivable function, specifically credit policy and bad debt decision making, has risen in recent years. This section will cover how companies are effectively, and not-so-effectively, using internal controls to enhance integrity, profitability and long-term growth.

Recent Articles

The internal control weaknesses at Northwest Pipe illustrate the importance of organizational structure and managerial standards from point-of-sale to cash receipts.  Problems with sales and human resources.

On July 23, 2010, Northwest Pipe Company, a $386 million steel pipe manufacturer based in Vancouver, Washington, received a letter from the Nasdaq Stock Market that the company had three months to file its unfiled 2009 10K to avoid having its stock delisted.  Find out what happened next and why in this CreditPulse feature.

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The recent trouble at KV Pharmaceutical Company, a specialty drug company near St. Louis, Missouri, illustrates the high costs and risks associated with the industry and the importance of internal controls.

On July 29, 2008, agents from the U.S. Food and Drug Administration (FDA), the body that regulates the pharmaceutical industry, seized $24.2 million worth of unapproved drugs from KV Pharmaceutical Company, a $578 million specialty drug maker located in Bridgeton, Missouri. Since then, the NYSE-listed company has been in turmoil with CEOs and CFOs coming

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The Federal Reserve Board is wrapping up enforcement actions for 2008 against individuals alleged to have violated the law, participated in unsafe and unsound banking practices and breached fiduciary duties.

Earlier this month, the Federal Reserve Board announced the issuance of final decisions against Kelly M. Dulaney, former Customer Service Manager for the Port Orange, Florida branch of Fifth Third Bank and Julianne L. Gingrich, former Assistant Vice President, foreign currency manager for SunTrust Robinson Humphrey in Atlanta, Georgia.  Read below for further details on these and other enforcement orders.

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